A brief account of the life and writings
of Sayyid `Alī Muhammad Shirazi, the Bāb (1819-1852 CE)..
UNDER REVISION AND COMPLETION
2006
Stephen Lambden
1982 (rev.
2006)
The following pages will attempt to introduce the life and
Arabic and Persian writings of Sayyid `Alī Muhammad Shirazi who came to be known as
the Bāb. He was born a Sayyid or descendent of the Prophet Muhammad
(through the 3rd twelver Imam Ḥusayn, d. 61/ 680) on the 1st Muḥarram
1235 AH or October 20th 1819. This within a Shī`ī Muslim mercantile
family resident in Shiraz (Fars) Persia (modern day Iran). His father
Siyyid Muhammad Riḍā (c.1778?‑ c.1820/1826/7??) was a merchant in the
Shiraz Bazar (K. Fihiist 6006C:339‑40) and his mother named
Fāṭimah Bāgūm ( ADD). When his father passed away the youthful Bāb (then
perhaps 5‑6 years old?) was supervised by his maternal uncle Ḥājjī Mīrzā
Siyyid `Alī, later known as the (per.) Khāl‑i A`ẓam (greatest uncle) who
died a Bābī martyr in Tehran in 1850.
The elementary schooling of
the Bab began around 1826 CE under the tutelage of the Shaykhī teacher
Shaykh `Ābid (d. c.1846?) in a school situated in the Bazar‑i murgh
(`poultry market') quarter of Shīrāz. Here he was doubtless instructed
in rudimentary basics; special attention being payed to calligraphic
excellence and the (`parrot‑fashion') recitation of the Arabic Qur'ān
(cf. Wills, 1883:337ff; Banani, 1961:85f). In various later writings he
claimed, like the Prophet Muhammad, to be al‑ummī ("unlettered"
Q. 7:157f) though one possessed of innate divine knowledge and
subject to waḥy (divine inspiration). The Bāb's education never
formally went beyond 5‑6 years of basic instruction so as to embrace
such higher studies as Qur'ān commentary, law, logic, philosophy and
theosophy which demanded a mastery of Arabic and were the pursuit of
those destined for religious office. His writings, however, obviously
presuppose that he made an independent study of such subjects being
particularly interested in tafsīr (Qur’an commentary ) and fiqh
(`jurisprudence’) as well as dimensions of Sufi related irfān
(esoterica)
including jafr (gematric gnosis) which included numerological prognosis.
The Bab initially claimed (as this his title indicates) on May 22nd 1844
(1260 AH) to be a personified Bāb, a human "Gate" or spiritual
"Gateway" to the messianic hidden 12th Imam. The "hidden
Imam" was
traditionally believed to be located in the celestial realm and to be a channel for
communication with God. In claiming to be the Bab he was claiming a special
knowledge of the end-time Will of God and of inner dimensions of
eschatological truth. He subsequently claimed to inaugurate a new
era as a Divine Theophany or Manifestation of God (maẓhar-i īlāhī).
For this he was executed for heresy by Iranian Shi`i clerics on July 9th
1850 in the sixth year of his religious mission (1844-1850 CE).
Various stories about the school days of the Bāb exist in Bābī‑ Bahā'ī
literature which underline his alleged supernatural knowledge and
extraordinary piety. They are, however, of limited historical value, being
largely hagiographic reworkings of time‑honoured motifs and legends designed
to highlight the miraculous youth of prophets, imams saints and heroes
1 They add little to the extremely meagre facts that
may be gleaned from extant sources about the early years of the Bāb (cf.
Amanat 1989:108f).
After several years of basic schooling the Bāb, coming from a
family of urban middle‑class merchants, entered the family business when he
was about 15 (c. l834). Despite his marked individualism and devotional
preoccupations, his subsequent mercantile activities, in partnership with
his uncles and as a commercial agent, were quite successful. Initially
engaging in trade in Shīrāz the Bāb soon left his birthplace for Bushire, an
important commercial port and trade centre on the Persian Gulf. Here he
resided for 5‑6 years (from c.1250‑6/l835‑1841).
Very little is known of the Bab's dealings and contacts during
this period in Bushire. When about 20 years of age (around 1840) the Bāb
assumed direct responsibility for the family business in Bushire and began
to establish his own independent trade ([Mu`in al‑Salṭāna] Balyuzi, 1973:
41). This was perhaps motivated by a desire on his part to extricate himself
from the family business in favour of deedication to the devoyional life and
thev pursuit of ḥikmat‑i ilāhiyya (`religio‑metaphysical gnosis'). Such
is certainly suggested by the fact that during his stay in Bushire he had
been extraordinarily zealous in his religious devotions and had engaged in
the composition of Sufi influenced religious treatises.
Several sources have it that the Bāb engaged in the composition of religious
treatises during his time in Bushire. Nicolas, for example, records in his
Seyyèd Ali Mohammed dit le Bāb, that it was at this time that he
wrote a work entitled Risāla‑yi Fiqhiyya (`Treatise on
Jurisprudence’) (1905:189‑90). None of the Bāb's writings of this period
are, however, extant.
Shortly
after he had achieved some independence in Bushire he, contrary to the
desire of his uncles and at the expense of his mercantile career, set out
for the `atabāt (Shī`īte shrine cities) in Iraq. This, according to
Mīrzā Abu al‑Faḍl Gulpāyigānī, early in 1257/1841 (Tarikh, ADD, noted by
Balyuzi, 1973:41).
The Bāb himself has stated that he sojourned in the
arḍ al‑muqaddas
("holy land") the `atabāt of Ottoman Iraq for one year, perhaps from early
1257/1841/2 until early 1258/1852?
(refer,
the Bāb, untitled biographically oriented prayer cited SWB:128/trans.181).
The sources variously mention a period of the sojurn in Iraq ranging from 3
months to 2 years. Gulpayganī mentions a 7 month period (spring until autumn
1841) most probably on the basis of statements made by Siyyid Jawād
Karbalā'ī (d. Kirmān c.1883) who was in Karbala at the same time as the Bāb
and who was requested by the latter's family to induce him to return to
Shīrāz (cf. Balyuzi, 1973:41). Muslim sources tend to lengthen the time of
the Bāb's stay in Karbalā with a view to underlining the derivative nature
of his message since it was here that he associated with leading Shaykhīs
(see above). Bābī‑ Bahā'ī sources on the other hand, tend, for the opposite
reason, to shorten the length of the Bāb's sojourn in Karbalā (cf. Bayat,
1982:88). The Bāb was certainly back in Shīrāz sometime before August 1842
when he was married.
In Iraq the Bab attended some of the lectures of the second Shaykhī leader
Siyyid Kāẓim Rashtī (d. Baghdad 1843) who in Bahā’ī sources is said to have
treated him with great respect (Dawnbreakers:19ff). The often esoteric,
imamological, prophetological and eschatological teachings of the Shaykhī
leader markedly influenced the youthful Bāb who also during the time at the
`atabāt forged important links with such leading Shaykhīs as
Mullā Ḥusayn Bushrū'ī who later became `the first believer' (awwāl man
āmana in Bābīsm). At this time the Bāb appears to have been regarded
as a pious and somewhat mysterious youth whose ethereal charm was not easily
forgotten.
1 The relatively short
duration of the Bāb's stay in Karbalā and the nature of his education and
background indicate that he did not become anything like a fully initiated
Shaykhī. Early Shaykhī teaching, however, contributed markedly to the
subsequent formulation of his claims and ideas (see 1.7). Both before and
after he made his claims known in 1260/1844 the Bāb had the greatest respect
for Shaykh Aḥmad and Siyyid Kāzim ‑‑ towards the end of his early
Risāla
fī'l‑sulūk (c. 1260; early 1844?), the Bāb referred to Sayyid Kāẓim as
"my lord (sayyidī), my support (mu`ammadī) and my teacher
(mu`allimī)"
(R. Sulūk TBA 6006C:74). Non‑mainstream Shī`ī and Shaykhī
Islāmic streams of thought that might have influenced the Bāb have
yet to be investigated in any detail. It is certainly the case that
the Bāb's developed doctrine is far from being merely neo‑Shaykhī.
If the Bāb had not made these important connections with leading
Shaykhīs and come to be viewed in Iraqi Shaykhī circles with respect
it would seem unlikely that Mullā Ḥusayn and his companions would
have sought him out in Shīrāz in 1260/1844 -- whilst en route to visit Karīm Khān Kirmanī in Kirmān?
-- and come to accept his early claims
(cf. MacEoin, 1982:14).
Whilst the Bāb was associating with Shaykhīs in Iraq his mother
and uncles were most anxious that he return to Shīrāz. Ḥajjī Mīrzā Siyyid `Alī
travelled to Iraq and only succeeded after repeated pleading in inducing him
to return to his birthplace. His deep religiosity, stimulated by the Iraqi
Shaykhīs, evidently made him reluctant to return to the scene of his mundane
mercantile activities or be fettered by transient family commitments.
Indeed, shortly after his return to Shīrāz (1258‑9/ early‑mid. 1842?) he
planned to go back to Iraq. This plan was, it seems, only frustrated by the
arrangement on the part of the Bāb's mother and her brother, of his marriage
to Khadī ja Khānum (d.1299‑1300/1882) the daughter of a paternal cousin of
the Bāb's mother. The marriage took place in 1258/August l842. From this
union a son, Aḥmad, was born in 1259/1843 though the child was either
still‑born or died in infancy (Ḥabīb‑Allāh Afnān,
Tārīkh [Balyuzi,
1973:45]).
After his marriage the Bāb hardly engaged in mercantile
activities, having no definite occupation and spending much time in
religious devotions in the upper chamber of his house in Shīrāz (Balyuzi,
1981:9f). He came to view bazaar merchants as `those who hesitate on the
Path' and who are inferior to "a Jewish dog" (Risāla fī'l‑sulūk). He
doubtless studied and wrote much as the following recollection of his wife
indicates:
As was customary among merchants, He, the Bāb would ask in the evenings for
his business papers and account books. But I noticed that they were not
business papers. Sometimes I used to ask him what the papers were. He once
said,`It is the Book of the accounts of all the peoples of the world.'
Should any visitor arrive, He would spread a handkerchief over the papers...
(From
the recollections of Khadīja Bāgūm as narrated by Munīra Khānum and recorded
in Fayḍī's Khāndān‑i Afnān, 170 trans. Taherzadeh, RB.II:3 5‑6).
Such secreted and closely guarded papers probably included the Bāb's own early writings ‑‑ his incomplete
Tafsīr ṣūrat al‑baqara
(`Commentary on the sūra of the Cow' Q. Sūra 2) was begun in the latter
months of 1843 (MacEoin,1992:46‑7; Lawson, 1987:00).
Between the time of his marriage and the semi‑secret
announcement of his claims (late 1843 early 1844) the Bāb had a number of
spiritual dreams, visionary experiences similar to those claimed by Shaykh
Aḥmad and Siyyid Kāẓim who believed themselves to be the recipients of
special guidance from the Twelver Imāms. On one occasion, according to his
own testimony in the Sahifa-yi `adliyya, the Bāb visioned the severed head
of Imām Ḥusayn (martyred in 61/680 CE) hanging on a tree. After drinking
from its blood, he found his soul regenerated and became cognisant of the
divine mysteries (see Zarandi, DB:177; cf. Veccia Vaglieri, `Ḥusayn..’EI2
III:612‑3).
1
See Lambden, 1986b where it is argued that the Bābī‑ Bahā'ī
accounts of the Bāb's first day at school are rooted in Christian
apocryphal elaborations of the alpha‑beta logion as indirectly
transmitted and elaborated in Islāmic literatures.
_______________________
For the edification of his first disciples and in proof of his
claims, the Bāb wrote a lengthy commentary on the Qur'ānic sūrat
Yūsuf (Q.12). This Arabic work, completed in the summer of 1844 and
best known as the Qayyūm al‑asmā' (= QA lit. `Self‑Subsustence
of the [divine] Names’) formed the main basis of the earliest Bābī
preaching. It came to be known (not without justification) as the `Bābī
Qur'ān' ‑‑ being, in large measure, a kind of rearranged, rewritten
semi‑expository Qur'ān at times focussing on an esoteric‑qabbalistic,
imamological, quasi‑messianic exposition of the twelfth sūra of the
Q. It purports to be a revelation "sent down" from the hidden Imām
upon his servant the Bāb. Therein its author refers to himself as
one who is at once in communication or identical with the dhikr
Allāh ("remembrance of God", hidden, messianic imām ) and
khātim al‑abwāb (`seal of the gates’ cf. the `four gates’ of the
lesser occultation) and one who (among other things) may be moved to
utter the Sinaitic declaration of divinity ("Verily, I am God, no
God is there besides me", see QA I. III. XXII, etc., see Lawson,
1988, Lambden 1988a).1
Having, by August 1844, it seems, completed
his Qayyūm al‑asmā' and attracted to himself a number
of zealous disciples, the Bāb instructed several of them to travel
to various parts of Iran and Iraq and to make known, albeit in a
guarded and cautious manner, something of the nature and
implications of his claims. Mullā Ḥusayn and other Shaykhī converts
became active Bābī missionaries and succeeded in attracting, in a
remarkably short space of time, large numbers of Shaykhīs and others
to the emergent Bābī movement (see Zarandī, DB:67ff; Balyuzi,
1973:67ff; Amanat, 1989:211ff; Momen, 1982)
Accompanied, among others, by his youthful early
disciple Muhammad `Alī entitled Quddūs (`the Most Sanctified’), the
Bāb himself left Shīrāz on Sept. 9th 1844 (26th Sha`bān 1260) on a
pilgrimage to Mecca and Medina. Here he intended, in accordance with
Islamic eschatological expectations, to directly or indirectly make
something of his claims known or to (more likely) announce the
imminent advent of the messianic Qā'im ‑‑ who, according to certain
ḥadīth resided (at times) incognito in Mecca.2 He
promised his followers that after his pilgrimage he would meet them
in Karbalā where preparations should be made for the advent of the
Qā'im (Māzandarānī, ZH. 3:325; MacEoin, 1982:23f).The Bāb did
subsequently travel to Karbalā after his pilgrimage but informed the
Bābīs that he, in accordance with a divine wisdom, had altered his
plans. This caused a number of his devotees to turn away from him
(cf. Qaṭīl ibn al‑Karbala'ī, Risāla in ZH 3:503f). While it
seems probable that the Bāb considered himself the Qā'im at this
time, subsequent events prevented him from explicitly claiming this
until his imprisonment in Ādhirbayjān (1848>).
During the course of his pilgrimage the Bāb wrote
several important works and a large number of epistles, several of
which are listed in his Kitāb al‑fihrist.
1 Foremost
among the writings of this period is the Ṣaḥīfa bayn al‑ḥaramayn
(`Epistle between the two Shrines’; Muḥarram 1261/ mid‑January 1845)
which was in part composed in reply to questions posed by Mīrzā
Muhammad Ḥusayn, Muḥīṭ‑ i Kirmānī (a prominent Shaykhī) ‑‑ to whom
the Bāb had announced certain claims near theḥajar al‑aswad
(black stone) in the Ka`ba on the 15th of Dhu'l‑Ḥijja 1260
(December 25th 1844).2
In this work the Bāb refers to himself as the dhikr Allāh
(remembrance of God) and the fatā al‑`arabī (Arabian youth)
as well as the kalimat al‑`amā'ayn (`doubly beclouded Word’)
and "the khaṭṭ al‑qā'im (`upright trace’) between the worlds
subject at all times to inspiration from the spirit" (al‑rūḥ) (Ḥaramayn,
F7 (9):fol6f). Apart from discussions of such subjects as the
paths of the stars and the science of talismans the Ṣāḥifa bayn
al‑ḥaramayn contains a fair amount of material illustrative of
the Bā b's marked interest in `ilm al‑fiqh (`jurisprudence’).
Throughout his ministry the Bāb set forth in great detail sometimes
novel regulations to be observed by the (ultra‑) pious adherent of
what, by 1848 had evolved into the revolutionary new Bābī
shari`a.
It was on May 15th 1845 (8th Jumadī 1 1261) that the Bāb,
having performed the pilgrimage and written a considerable amount,
arrived back in Bushire (Khuṭba al‑Jidda INBAMC 91:60f). He
sent Quddūs (his fellow pilgrim and disciple) ahead to Shīrāz with a
copy of his recently composed Khasā`il‑i sab`a. In
accordance with one of its daring precepts Mullā Sādiq Khurasānī (a
leading Bābī) publicly uttered the new Bābī addition to the Shī`ī
adhān (Call ro prayer) formula. It apparently stated, "I bear
witness that `Alī before Nabīl [= `Alī Muhammad = the Bāb] is the
servant (`abd) of the baqiyyat Allāh ("the Remnant of
God", occulted the 12th Imām)" ‑‑ in the `new mosque ’ in Shīrāz
(see Ishrāq Khāvarī, Muḥarḍirāt
:785; Zarandī, DB:100f;
MacEoin, 1992:61f). Partly as a result of the tumult caused by this
innovatory act and the presence in Shīrāz of a growing band of
inquisitive Shaykhīs and zealous Bābī missionaries, Mīrzā Ḥusayn
Khān the governor of Fars punished and expelled several leading
Bābīs (including Quddūs and Mullā S ādiq). The Bāb was arrested
whilst en route to Shīrāz (from Būshire) in early July 1845 (Zarandī,
ibid).
When, under official escort, the Bāb himself arrived
back in Shīrāz ‑‑ having been absent from the scene of his earliest
claims for practically 10 months ‑‑ he was interrogated by Ḥusayn
Khān, rebuked by leading Shī'ī divines, and placed under house
arrest. He was subsequently compelled, in an attempt to calm the
fanatical orthodoxy of sections of the Shīrāzī population, to
address a Friday gathering at the Vakīl mosque in Shīrāz. As was
desired, he diffused tensions by outwardly affirming his strict
Shī'ī orthodoxy and denying his claim to be the representative
(nā'ib)
or gate (bāb) of the hidden Imām. Certain fanatical divines
however, remained (understandably in the light of the Bāb's
writings) unconvinced of the Bāb's orthodoxy and unsuccessfully
pressed for his execution.
1
Despite the Bāb's house arrest and apparently
thoroughgoing recantation of his claims the Bābī community continued
to grow very rapidly. Knowledge of the young Siyyid's writings,
claims and identity had, by mid‑1845, already become a matter of
considerable excitement and concern in various parts of Iran and
Iraq.2 During,
it seems, most of the period of his confinement in Shīrāz (July 1845
‑ September 1846), the Bāb continued to write important works and to
correspond with his increasingly far‑flung and rapidly growing band
of enthusiastic supporters. In particular he continued, often in an
abstruse style, and utilizing an inner sometimes qabbalistic type
hermeneutic, to comment on Qur'ānic sūras and verses and on a number
of Shī'ī traditionsstatements attributed to the Twelver Imams. One
of the commentaries on Qur'ānic sūras dating from this period, the
Tafsīr ṣūrat al‑kawthar (commentary on Q. 108) was written
for Siyyid Yaḥyā Dārābī who had journeyed to Shīrāz in order to
investigate the Bāb's claims on behalf of the reigning sovereign
Muhammad Shāh (r. 1834‑1848).
3 Some
sources have it that Siyyid Yaḥyā was won over to the Bābī cause as
a result of the Bāb's astonishingly rapid dictation of this
commentary (Zarandī, DB:123ff).1 During
this period that Bāb also continued to write such treatises as the
Risāla furū` al‑`adliyya (early‑mid 1846/ early‑mid 1262)
containing detailed ritualistic regulations (MacEoin 1992:70f).
Perhaps in view‑of the turmoil attendant upon his return
to Shīrāz after his pilgrimage and the ensuing attacks on his
claims and writings, it appears to have been the case that the Bāb,
throughout the Shīrāz period, attempted to underline the orthodoxy
of his message ‑‑though without ultimately abandoning his claim to
be `the servant' of the expected hidden twelfth Imām. His followers,
for the most part devout and liberal minded Shaykhīs, did not
conceive and were not called upon to view the movement with which
they identified as anything but a religious school firmly within the
bounds of Shī`ī‑Shaykhī orthodoxy. In the first major Persian work
of the Bāb, the Ṣaḥī fa‑yi `adliyya
(`Treatise on Justice’
late Shīrāz period?) the Bāb explicitly states that his verses are
wholly inferior to Qur'ānic revelation and the words of the Imāms
and that the sharī`a legal system "shall not be abrogated." (Ṣaḥīfa‑yi
`adliyya) Though he represents the enemies of Shaykh Aḥmad and
Siyyid Kāzim as unbelievers he yet condemns belief in a spiritual
interpretation of the mi`rāj (`night journey’ [of the
prophet Muhammad]) and resurrection of the dead.2
In such manner, during this period, did the Bāb attempt to underline
his own orthodoxy and, to the same end, that of the teachings of the
first two Shaykhi leaders
.3
Towards the end of his confinement in Shīrāz, the Bāb
bequeathed his property to his wife and mother, took up residence in
the house of Ḥājjī Mīrzā Siyyid `Alī (his uncle) and sent a number
of his disciples to Isfāhān. The Bābīs in Shīrāz had been the object
of increasing harassment and it appears to have been the intention
of Mīrzā Ḥusayn Khān (on the orders of Ḥājjī Mīrzā Āqasī) to
secretly have the Bāb executed. In late September 1846, however, a
cholera epidemic swept Shīrāz and Mīrzā usayn Khān fled the city. In
the absence of the Governor, the chief constable `Abd al‑amīd Khān
detained the Bāb in his own house. Here he is said to have cured the
latter's sons then sick with cholera. The grateful father
subsequently induced Mīrzā usayn Khān to allow him to release the
Bāb from house arrest. This though was on condition that the Bāb
quit Shīrāz. Thus was precipitated the Bāb's six month sojurn in
Isfāhān (Sept 1846 ‑> March 1847).
The Bāb spent most of the Isfāhān period as the
semi‑secret guest of the governor Manūchihr Kh ān (d. 1262/1847),
Mu`tAḥmad al‑Dawla (`Chancellor of the Empire), a Georgian eunuch
who had outwardly embraced Islām. A somewhat tyrannical though
excellent administrator and faithful servant of Muhammad Shāh,
Manūchihr Khān had, for reasons that are not clear, responded
favourably to a letter from the Bāb requesting asylum (Zarandī,
DB:144f; Balyuzi, 1973:l09f; Mangol Bayat, 1982:95). For the first
40 days or so of his residence in Isfāhān the Bāb was accommodated
in the house of Mīrzā Siyyid Muhammad Sulṭān al‑`Ulam ā', the Imām
Jum`a of the city. It was at his first host's request that he wrote,
in just half a day a one hundred or so page Tafsīr ṣūrat wa'l‑`aṣr
(Commentary on the sūra of `By the Afternoon!' = Q.103; see INBMC
69:21‑119). About one third of this work, which is again expressive
of the Bāb's continuing role as Qur'ānic commentator, consists of
an exposition of the 73 letters which are contained in this
aforementioned sūra.1
Manūchihr Khān himself visited the Bāb at the house of
the Imām Jum`a and asked him to write a treatise on the nubuwwa
khāṣṣa (Specific prophethood) of Muhammad.2
In compliance with this request the Bāb allegedly within two hours
wrote this fifty or so page Arabic According to Zarandī it led the
Governor to make a sincere confession of his faith in Islam
(Zarandī,DB:145ff). Within it is an acrostic type explanations of
the names of Adam and Muhammad as well as qabbalistically informed
speculations oriented around the chronology of the latter's mission,
the Bāb identifies the mashīya (Divine will’) as the bearer
of the nubuwwa khāṣṣa in the being or body of the prophet
Muhammad (see INBMC 14:321‑333b). Such demonstrations of inspired
bābiyya ("gatehood") and the increasin g number of devotees
which the Bāb had managed to attract to or gain in Isfāhān, served
to arouse the opposition of a number of leading Isfāhānī `ulamā'.
Once again the young Siyyid was condemned to death. The Imām Jum`a
however, despite an increased openness on the part of the Bāb in
asserting his claims, refused to view the Bāb as anything but an
extraordinarily pious though somewhat unbalanced adherant of the
Shī'ī creed.
Though it was eventually decided that the Bāb should be
expelled from Isfāhān and conducted to Tehran ‑‑ where grave concern
about his influence had been expressed in official circles ‑‑
Manūchihr Khān gave secret orders that this journey to the capital
be cut short and the Bāb be secretly condcuted to his private
residence in Isfāhān. Such, according to Bahā'ī sources, was the
devotion of Manūchihr Khān to the Bāb, that he offered him his
considerable fortune and the resources of his army. The motivation
behind this support was doubtless related to the Governor's
political ambitions, which may have been fueled by his sharing of
the Bā b's own vision of a new religio‑political order in Iran the
like of which he subsequently outlined in his Persian Bayān.
Whatever the case nothing concrete came of Manūchihr Khān's
patronage of the Bāb for this powerful governor of Fārs died in the
month of Rabi` al‑Awwal 1263 (21st Feb 1847). The properties he had
bequeathed to the Bāb were appropriated by Gurgīn Khān the nephew of
Manūchichr Khān and his successor who hastened to inform Muhammad
Shāh of the Bāb's whereabouts.
Having become aware of the Bāb's place of residence,
Muhammad Shāh instructed Gurgīn Khān to have him escorted to Tehran.
The king was apparently most desirous of meeting the one whose
charismatic charms had exercised such a remarkable influence over
the late Governor of Fā rs. Ḥājjī Mīrzā Āqāsī however, his haughty
and hypnotic prime‑minister, anxious of the possible consequences of
such a meeting, made sure that it never took place. After passing
through Kāshān and Qum (en route to Tehran) the Bāb was detained for
20 days at Kulayn (a village about 20 miles from Tehran) until
orders were received from ājjī Mīrzā Āqāsī instructing a group of
Nuṣayrī horsemen to take him to prison in Mākū, a remote town in
Ādhirbayjān near the Russian border. Here the Bāb remained, having
passed through and caused considerable excitement in (among other
places) Mīlān and Tabrīz (where he was detained for 40 days) for
about 9 months, from late summer (July/August?) 1847 until early
April 1848.
The imprisonment of the Bāb in Mākū neither succeeded in
isolating him from his followers nor induced him to abandon his
claims. It was during the period spent at Mākū that the Bāb wrote
several important works and large numbers of epistles. Here he
explicitly claimed to be the expected Qā'im, initially in early l848
in a letter to Mullā Shaykh Alī Turshīzī `Aẓīm (cited ZH
III:1640‑6). In the light of his more developed claims he began to
systematize and reformulate his teachings. The transformation of Bāb
īsm from a semi‑heterodox and generally neo‑Shaykhī movement into an
ultimately militant messianic and anti‑royalist faith superseding
Islām and claiming to fulfill Islāmic eschatological expectations,
was initiated by the Bāb during the latter part of his imprisonment
in Mākū.
Apart from the now lost series of nine Qur'ān
commentaries which the Bāb dictated to his amanuensis in Mā kū, the
most important writings of this period expressive of
developed Bābi thought are the Bāb's Dalā'il‑i sab`ih
(Seven
Proofs) and Bayān‑i fārsī (Persian Bayān), both of which exist in
shorter (later?) Arabic versions or recensions.
Towards the end of his imprisonment in Mākū the Bāb
estimated the number of his followers at over 100,000 (Dalā'il,
64). He had gained the devotion of `Alī Khān the prison warder
at M ākū who ignored official directives pressing for his strict
imprisonment. Through the many Bābīs who flocked to ādhirbayjān to
meet or be near their master, numerous devotees had been gained in
that Iranian province. The turmoil caused by Bābī propagandists in
various parts of Iran, along with Russian concern over the Bāb's
presence near the Russian border, led to his transference from Mākū.
ājjī Mīrzā Āqāsī sent orders for the Bāb's strict imprisonment in
Chihrīq near Urumiyya (about 00 miles south of Māh‑Kū) where he
arrived in early May 1848 (Jumadī II 1264). Here the Bāb remained
for the best part of the remaining two years of his life and from
here, as will be indicated, he continued to write much and to gain
enthusiastic
followers.
By the time of the Bāb's transference to Chihrīq, his
developed teachings and by now explicit claim to be the Qā'im, had
begun to become known amongst leading and well‑educated Bābīs in
various parts of Iran and Iraq. At Badasht in western Khurāsān about
6 weeks after the Bāb's arrival at Chihrīq, a gathering of eighty or
so Bābls was convened at which the nature and implications of the
Bāb's developed claims and teachings were brought out into the open
and hotly debated (during late June (?) ‑> mid‑July 1848). Several
of the `Letters of the Living'(urūf al‑ayy), including Mullā
Ḥusayn, ÿāhira and Quddūs, as well as Mīrzā Ḥusayn `Alī Bahā'‑Allāh,
endorsed and championed the Bāb's new theophanic claims and
announced the abrogation of the Islāmic law. āhira, who was looked
upon as the incarnation of Fātima and who had for some time been
voicing sentiments well outside the sphere of Shī'ī‑ Shaykhī
orthodoxy, in symbolic gesture removed her veil to the horror of the
more conservative brethren.
When this new development within Bābīsm became widely
realised a not inconsiderable number of Bābīs either apostasized or
adopted an attitude or marked dissimulation. Others however, fired
by millenial zeal, greeted it with great enthusiasm. They, in the
name of their Qā'im, prepared themselves for holy war (jihād)
against non‑Bābī infidels and looked foward to the establishment of
a B ābī theocracy. After Badasht and with the death of Muammad Shāh
on September 4th 1848 certain groups of Bā bīs ‑‑ as members of an
essentially millenariam movement centered in a politically and
ecomomically unstable realm ‑‑ adopted a militant anti‑royalist,
anti‑`ulama stance. As members of a movement no longer merely neo‑Shaykhī
(either doctrinally or in terms of the totality of Bābī adherants)
they, despite vigorous attempts to stamp them out, caused
considerable upheaval in Iran. They preferred martyrdom in the path
of their Qā'im to life in what they deemed a decadent, redundant and
corrupt society.
1
Yaḥyā Khān, the warden of the citadel at Chihrīq in
which the Bāb was ordered to be strictly confined and isolated, was
unable or unwilling to enforce strict isolation. Bābīs flocked to
Chihrīq (as they had to Mākū) and such nearby towns as Urumiyya and
Khū y where several leading divines and officials had become Bābīs
‑‑ including Mīrzā Assad Allāh, a learned government official
entitled Dayyān by the Bāb. At Chihrīq the Bāb renamed in
communication with his followers and wrote many letters on a wide
range of subjects. It was during the last two years of his life that
he wrote his Kitāb al‑asmā' ("Book of Names"),
Kitāb‑i
panj sha'n ("Book of the Five Grades") and Law‑i Haykal al‑dīn
("Book of the Temple of Religion") to mention a few of the best
known works of the Chihrīq period.
Like several other of the Bāb's major works his
Kitāb
al‑Asmā' (early 1266/late 1849) is divided into 19 wāids
("unities") each containing 19 bābs ("sections"). Though
extant manuscripts are (all?) defective it is clear that this work
consists in large measure of often untranslatable and etymologically
and grammatically impossible permutations of the names of "all
things" (kull shay'; abjad = 361 = 19 X 19) or 361 "names
of God". Despite its, to the logically minded western reader,
abstruse and difficult content it appears to have been much read by
the Bābīs. It was believed to contain ciphers of the names of
prominent followers of the Bāb.
2
Also illustrative of the Bāb's marked interest in
qabbalistic permutations of the names of God is his Kitāb‑i panj
sha'n (mid 1266/spring 1850). Arranged in 17 sections (at least
in the incomplete? Azalī edition) each of which contain verses in
each of the 5 categories (shu'un) into which the Bāb divided
his writings
3 and perhaps
(separately) sent to various leading Bābīs, this work contains a
fair amount of interesting prophetological, alchemical and
talismanic material. The 17th section of this somewhat abstruse
text, apparently separately circulated and variously known as the Lawh‑i ḥurūfāt ("Tablet of the Letters"),
Risāla‑yi Ja`fariya
("Ja`farī Scroll") and Kitāb dar hayākil [‑i wāidl ("Book
concerning the Temples [of Unity]) deals with the `construction of
talismans on qabbalistic lines' with a view to enabling the Bābīs to
recognize the Bābī messiah (man yuhiruhu'llāh) when he
appears (MacEoin 1984:XXX; 1992:XXX).
The Lawḥ‑i haykal al‑dīn (1266/early‑mid 1850) is an
Arabic compendium of Bābī law in 8 wāḥids ("unities"), each except
the last having 19 babs (MacEoin, 1992:90‑91). Within this work are
many examples of the labyrinthine and novel legalistic enactments of
the Bāb, many of which are designed to `prepare the way' for the
advent of man yuẓhiru-hu Allāh. In order to give some idea of
the teachings and laws formulated by the Bāb during the latest
period of his life the following lines summarize a few sections of
the Haykal al‑dīn.
- The age of maturity and from which marriage is permissible is eleven
(I:5, 8:15).
- That when the year 662 of the new Bābī calendar is reached
contemporary men of learning will be viewed as being like 11 year
olds (1:16)
- the year consisting of 19 months each with 19 days (= 361 days, 2:3
);
- To write the Bāb's verses in talismanic pentacles (hayākil)
and circles (dawā'ir) (2:10);
To write a testament (kitāb wisīya) for man yuẓhiru-hu
Allāh since one may, on the (next) "day of resurrection" come
to believe in God and his signs or verses (2:13);
- To read nothing other than the Bāb's verses (3:15);
That the future Bābī king, as a manifestation of the wrath of God
(maẓhar qahr Allāh) should put all non‑Bābīs to death (4:9);
- That children under the age of 5 should not be beaten; those over 5
may only be beaten lightly 5 times -- since the child may be man yuẓhiru-hu Allāh (6:11);
- To cease work when man yuẓhiruhu Allāh appears ‑‑ except that
which he permits (7:5);
- To present 19 precious stones to the first believers ("first wāḥid")
in man yuẓhiruhu Allāh (8:5b).
It was in the light of his authorship of such teachings
and the turmoil being caused by his zealous propagandists that the Bāb was twice summoned from Chihrīq to Tabrīz. In this latter place
during late July ‑> early August 1848 (just two months after his
arrival at Chihrīq) and around the same time as the Bābī conference
at Badasht, that the Bāb's claims were critically examined. Before
the young Nāṣir al‑Dīn (r. 1848‑1896) then crown prince and governor
of ādhirbayjān and several leading Shī`ī and Shaykhī divines, the
young Siyyid admitted claiming to be the expected Qā'im. He was
subjected to mocking ridicule. His knowledge of Arabic grammar,
medicine and other branches of learning, was called into question as
was the reputation he had gained for being able to perform miracles.
Perhaps inasmuch as the examiners regarded their time with the Bāb
as an entertaining episode not to be taken too seriously ‑‑ having
failed to divine the social and political implications of Bābism
represented by a seemingly harmless youth ‑‑ they merely had him
bastinadoed and returned to Chihrīq. The Bāb subsequently expressed
his indignation by writing a strongly worded epistle to Hajjī Mīrzā
āqāsī, the so‑called Sermon of Wrath (Khuṭba‑yi qahrīya)
and adopted a more marked anti‑establishment stance.1
Two years after his (first) examination in Tabrīz and
following the Māzandarān upheaval, the militant and subversive
nature of Bābīsm having become clear, the Bāb was again summoned to
that city (1266/in mid 1850) by amzih Mīrzā the Governor General of
Ādharbāyjān on the orders of Mīrzā Taqī Khān, Amīr Kabīr (d. 1852 ,
Nāṣir al‑Dīn's new grand vizier). The latter subsequently sent
orders that the Bāb should be publicly executed. Local divines did
not hesitate to sign the death warrant of one whom they doubtless
viewed as a politically dangerous religious heretic. Thus on July
9th 1850 the Bāb was executed in the public square in Tabrīz along
with Mīrzā Muhammad `Alī Zunūzī one of his faithful disciples.
Bābism however, as we shall see, survived through eventually giving
birth to the Azalī Bābī and Bahā'ī movements. These latter
developments stem from two Nūrī half‑brothers, Mīrzā Yaḥyā (Subḥ‑i
Azal "The Morn of Eternity" 1830‑1914 CE.) and Mīrzā Ḥusayn
`Alī Bahā'‑Allāh ("The Splendour of God" 1817‑1892) who claimed
(from the 1860s) to be man yuẓhiru-hu Allāh, the expected
Bābī messiah.
SELECT NOTES
-- to be assimilated
1 For further details see MacEoin, 1992:00; Lambden, 1995. The
Qayyūm al‑asmā' is not a commentary
(tafsīr) on
the Qur'ānic sūra Yūsuf in the classical sense of
tafsīr. It should also be noted that there are passages
in this work which suggest that the Bāb's claims did not
straightfowardly progress from `representative of the hidden
Imām ' to being the Qā'im in person' to the claim to
ilāhiyya and rabbāniyya (`divinity and lordship').
2 Habīb‑Allāh Afnān (a Bahā'ī writer d.1951) on the authority of a
certain `Abu'l‑Ḥasan (see Balyuzi, 1973:71f) records that
Bāb claimed to be the Qā'im during the course of his
pilgrimage.
1 This work was written in Bushire after the Bāb had completed his
pilgrimage (on June 21st 1845 = 15th Jumadi II 1261 AH). It
includes a list of most of his early works up to the date of
its writing (K. Fihrist TBA. 6006C:339‑348, esp.
346‑ 7 cf. MacEoin, 1992:00).
2 0n the Ṣaīfa bayn al‑ḥaramayn refer, MacEoin, 1992:60‑1;
Amanat, 1989:246f. Mīrzā Muḥīṭ‑ i Kirmānī, a one time tutor
to the two sons of Siyyid Kāẓim Rashtī, made an early and
somewhat unsuccessful bid for the leadership of the Shaykhīs
(in Karbalā ) and subsequently vacillated between his claim
to personal leadership and acceptance of the claims of his
nephew Karim Khān Kirmānī (Zarandī, DB:95).
1 See for example, Zarandī, DB:107ff; Balyuzi, 1973:94ff (citing
various sources), Mangol Bayat, 1982:92f. The date of the
Bāb's recantation in the Vakīl mosque is not known. The
whole episode invites detailed analysis.
2 Hajjī Mīrzā Muḥammad Karīm Khān Kirmānī, who claimed leadership of
the Shaykhī community soon after the passing of Siyyid Kāẓim
Rashtī, as early as mid‑1845 found it necessary to compose
the first of his several works designed to discredit the Bāb
or expose the falsity of his claims and teachings. His Izhāq al‑Bā³il (The Crushing of Falsehood) was
completed on July 17th 1845 (12th Rajab 1261 AH) and already
accuses the Bāb of such heresies as the claim to waḥy
(divine revelation) and to be the author of a new holy book
(the Qayyūm al‑asmā') (cf. MacEoin, 1982:3bf).
3 Before embarking on his pilgrimage the Bāb had written to both
Muhammad Shāh and his grand vizier Hājjī Mīrzā Āqāsī
(c.1783‑1849). Mullā Ḥusayn had travelled to Tehran not long
after his acceptance of the Bāb's claims (May 1844) where a
Bābī community gradually came into being. Siyyid Yaḥyā was
the son of Shaykh Ja`far‑i Kashfī (d. 1267/1850) a well
known and influential Shī'ī scholar and mystic.
1 After his conversion Siyyid Yaḥyā was sent by the Bāb to his home
town Burūjird (in Luristan, Iran) in order to acquaint his
father with his claims. Entitled Vaḥīd by the Bāb he
subsequently travelled much as a Bābī missionary and was
eventually martyred in Nayrīz in 1850.
2 Both Shaykh Amad and Siyyid Kāẓim were accused of going beyond
orthodoxy by teaching a "spiritual" resurrection and
non‑bodily ascent (mi`rāj) of the prophet Muḥammad.
3 Such heterodox if not heretical elements perceived by Karīm Khān
in the Bāb's Qayyūm al‑asmā' and other very early
writings, may have led the Bāb, during the latter part of
the Shīrāz period, to reassert his orthodoxy by modifying or
toning down certain of his earlier claims and statements. In
this light it is worth recalling Mīrzā Yayā's claim that the
Bāb at one point (during the Shīrāz period?) ordered his
followers to `wash out' their copies of the Qayyūm al‑Asmā
' (see Browne, 1889:268).
1 Refer, Zarandī DB:40‑76. On the 73 letters which follow the
basmala see ibid 145 though what is said here about the
contents of the Tafsīr sūrat al‑`a®r is slightly
misleading.
2 On the concept of the nubuwwa khāṣṣah ("specific
prophethood") as opposed to the nubuwwa `āmmah
"general prophethood" see Browne, 1924[59]:387‑8; Karīm Khān
Kirmānī, al‑Kitāb al‑mubīn, 1:132ff.
1 The Bāb's cyclic eschatology would seem to be rooted in an Ismā'lī
type prophetological cyclic schema. The Sunnī‑ Shī`ī belief
that at his advent of the Maḥdī‑ Qā`im will be accompanied
(or followed) by that of Jesus or the Imām ḤḤusayn
(d.61/680) is central as is the notion that God himself (as
represented by His Messenger) will appear at the
eschatological consummation.
1 On the date and nature of the Persian Bayā n see MacEoin,
1992: index. Planned to‑consist of 9 wāids each with
19 bābs, the Persian Bayān was left `incomplete' in
that its last w āid ("unity") lacks 9
bābs
("subsections"). It came to believed that the Bābī messiah
would complete it.
2 For a survey of the contents of the Persian Bayān and an index to
it refer Browne (ed.) 1910:liv‑xcv and Momen (ed.)
1987:316‑406. cf. Wilson, 1915.
1 The chief features and social basis of the major Bābī upheavals ‑‑
centered around the shrine of Shaykh Tabarsī in Māzandārān
(during Oct.1848 ‑> May 1849) and subsequently elsewhere ‑‑
have been the subject of considerable scholarly attention
which cannot be summed up here. See for example Momen, 1983.
2 This work has not been studied in any detail but see Browne (ed),
1891 II:202, 318, 338 and MacEoin 1992. These writers are
overly dismissive of this important text.
3 In his Persian Bayān the Bāb divided his writings into the
following five categories‑: l) ayāt (= [Arabic]
"verses" in the style of the Qur'ān); 2) munājāt
("supplications") ; 3) tafsīr ("commentaries" on
Qur'ā nic texts ); 4) suwar/ kalimāt‑i `ilmīya
("learned treatises") or s",
"homilies") and 5) kalimāt‑i farsīya ("Persian
writings"). Refer, Persian Bayān III:17; VI:1; IX:2.
1 For a list of some of the `numerous and conflicting accounts' of
the Bāb's examination in Tabrīz refer MacEoin, 1982:41 fn.2.
cf. Mangol Bayat, 1982:99‑100.
The
evolving titles and claims of Sayyid `Ali Muhammad, the Bāb
(1819-1850).
The title the Bab has a long and interesting history. It is basically an Arabic
word meaning the "Gate" or "Gateway".
The Bāb's deep religiosity, visionary experiences and Shaykhī associations
moved him, on the evening of May 22nd 1844 (1260 AH) to confide to Mullā
Ḥusayn Bushrū'ī that he was the "gate" (bāb, hence his title)
through whom communication with the occulted, messianic twelfth Imām, the Dhikr, (`Remembrance’), was possible. He was his earthly
representative (nā'ib) and the successor to Siyyid Kāẓim who had
passed away on the last day of 1843 or the first day of 1844 without clearly
nominating anyone to lead the Shaykhīs.
Such, roughly speaking, would have been the kind of way in which the Bāb's
earliest claims would have been understood by his first disciples. The Bāb
did not initially explicitly claim to be the expected 12th Imām or Qā'im ("Ariser")
in person though very high claims ard frequently presupposed in the Qayyum
al-asma' and other writings of the first few years of his mission
(1844-50). From mid. 1264/1848 he claimed to be both the expected Imām and
indirectly a manifestation of divinity.
In accordance with a tradition that Siyyid Kāẓim instructed his disciples
to disperse after his death in search of the Ṣāḥib al‑amr, the messianic `wielder of authority [the Cause]', Mullā ḤḤusayn and several other
Shaykhīs left Karbala and, after a period of retreat (i'tikāf) in a
mosque in Kufa, set out in search of a new spiritual guide. They apparently
decided to seek out Karīm Khān (1810‑1871) in Kirmān in order to decide
whether service to the hidden Imām might be best rendered through him.
Enroute they arrived in Shīrāz where they sought out or came in contact with
the Bāb (see below) and where Mullā Ḥusayn, and subsequently several other
Shaykhīs, ended their quest by accepting him as the representative of the
hidden Imām.
Though initially hesitant Mullā Ḥusayn accepted the Bāb's claims as did
several other of his Shaykhī associates and companions.
The earliest disciples of the Bāb were mostly Shaykhīs. Among these sābiqūn ("forerunners") or (subsequently) (ḥurūfāt‑i ḥayy) ("Letters of the Living One", eighteen or so of the earliest
disciples of the Bāb) were, apart from Mullā Ḥusayn who was entitled bāb
al‑bāb (`Gate of the Gate’), the renowned female poetess Ṭāhirah
(1817‑52) and Mullā Muhammad `Alī Barfurushī, entitled Quddūs (`the Most
Holy’ d.1849).
In messianic terms the title Bab is
essentially synonymous with the Sunni Muslim messianic title Mahdi which
means "rightly guided one". While Bab means a Gate to truth
Mahdi means one proffering right guidance to truth.
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